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Marc B.Minor

Senior CounselFirmwide Vice Chair, Racial & Ethnic Diversity, Diversity, Equity & Inclusion InitiativeMarc.Minor@ThompsonHine.com
Columbus

O 614.469.3232

New York

O 212.344.5680

Marc B.Minor

Senior Counsel
Firmwide Vice Chair, Racial & Ethnic Diversity, Diversity, Equity & Inclusion InitiativeMarc.Minor@ThompsonHine.com
Columbus

O 614.469.3232

New York

O 212.344.5680

Focus Areas

  • Co-presenter, “Crypto & the Regulatory Landscape: What You Need to Know,” Thompson Hine Startups Streamlined Podcast Series, June 2022
  • Panelist, “Managing Digital Assets: Business Realities vs. Knowns & Unknowns,” European American Chamber of Commerce Webinar, May 2022
  • Presenter, “Crypto/NFT Hot Topics: What’s on the Digital Horizon in 2022,” Thompson Hine Investment Management Coffee Chat webinar series, February 2022
  • Presenter, “When Your LIBOR-Linked Products Turn Into a Pumpkin,” Thompson Hine Investment Management Coffee Chat webinar series, December 2021
  • Presenter, “The Ghosts of Section 36(b) Excessive Fee Litigation: Past, Present and Future,” Thompson Hine Investment Management Coffee Chat webinar series, November 2021
  • Presenter, “Diversity in the Boardroom: NASDAQ Rule Implementation Update,” Thompson Hine Investment Management Coffee Chat webinar series, November 2021
  • Presenter, “Enforcement Considerations for Trustees, Municipal Advisors and Issuers,” Thompson Hine Investment Management Coffee Chat webinar series, October 2021
  • Presenter, “Resolving Exam or Enforcement Issues – Step Two: Understanding Regulators’ Motives and Moves,” Thompson Hine Investment Management Coffee Chat webinar series, July 2021
  • Presenter, “Handling Regulatory Inquiry – Mock Exams,” Thompson Hine Investment Management Coffee Chat webinar series, June 2021
  • Presenter, “NYAG Blue Sky Law Modernization in Practice,” Thompson Hine Investment Management Coffee Chat webinar series, June 2021
  • Presenter, “The Current State of Private Equity,” Thompson Hine Investment Management Coffee Chat webinar series, April 2021
  • Presenter, “Diversity in the Boardroom: NASDAQ Proposal,” Thompson Hine Investment Management Coffee Chat webinar series, February 2021
  • Panelist, Corporate Section, National Bar Association, New York, July 2019
  • Panelist, “Diversity in Finance Companies,” National Association of Securities Professionals, June 2019
  • Panelist, “Blacks on Wall Street,” Roselle, October 2017
  • Lecturer, “Contemporary Issues in Securities Fraud,” Seton Hall Law School, April 2017
  • Panelist, “Blacks on Wall Street,” Bank of New York Mellon/Oracle, New York, February 2015
  • Panelist, “Understanding Securities Law 2014,” National Bar Association Annual Conference, July 2014
  • Panelist, “Microcap Stock Manipulation: How to Detect and Avoid It,” Boston Bar Association, March 2014
  • Panelist, “Defending Individuals & Corporations in Government Investigations,” Thomson Reuters, New York, Dec. 2013
  • Panelist, “Responding to Governmental Investigations,” National Bar Association Regional Conference, New York, June 2013
  • Panelist, “Securities Enforcement,” Sheppard Mullin, Financial Regulatory & Enforcement Symposium, New York, May 2013
  • Panelist, “State Regulation,” SIFMA Legal & Compliance Conference, Phoenix, March 2013
  • Faculty, “Coping with Broker Dealer Regulation,” Practicing Law Institute, New York, October 2009- 2012
  • Panelist, “Complex Products,” SIFMA, New York, September 2012
  • Panelist, “Criminal Securities Enforcement,” Bingham McCutchen/Securities and Exchange Commission Historical Society, New York, September 2012
  • Presenter, President Obama’s RMBS Working Group, Securities and Exchange Commission, Washington, D.C., February and May 2012
  • Moderator, “Regulation of Social Media,” NASAA Annual Policy Conference, April 2012
  • Panelist, “State Securities Regulation,” NASAA Winter Enforcement Conference, New Orleans, April 2012
  • Panelist, “State Regulation,” SIFMA Legal & Compliance Conference, Miami, March 2012
  • Panelist, “National Mortgage Fraud Settlements,” SOMOS Legal Conference, New York Legislature, February 2012
  • Presenter, SIFMA Monthly State Regulatory Meeting, New York, October 2009, May 2010 and August 2012
  • Panelist, New York Financial Planners Association, November 2011
  • Panelist, American Conference Institute, New York, October 2011
  • Panelist, “Structured Product Risks,” NASAA Broker-Dealer Training, Ft. Lauderdale, June 2011
  • Panelist, “What Regulatory Reform Means to Main Street,” NASAA Annual Public Policy Conference, Washington, D.C., April 2010
  • Panelist, “Symposium: Securities Regulation and the Global Economic Crisis: What Does the Future Hold?” Seton Hall Law School, October 2009
  • Panelist, “Business Ethics,” Rutgers School of Business, October 2009
  • Presenter, “Insider Trading in Options,” FINRA Continuing Legal Education, New York, 2008
  • Outstanding Service Award, North American Securities Administrators Association, October 2013

Professional Associations

  • National Association of Securities Professionals, 2019-present
  • National Society of Compliance Professionals, 2015-present
  • North American Securities Administrators Association, 2010-present
  • National Bar Association, 1994-present

Community Activities

  • Commissioner, Hingham Historic Districts Commission, Hingham, MA, 2013-2015

Professional Activities

  • Founder, Ohio Chapter, National Association of Securities Professionals
  • North American Securities Administrators Association
  • Broker Dealer Committee, 2011-2013
  • Self-Regulatory Organization Liaison Special Committee, 2010-2013
  • Federal Legislative Agenda Committee, 2010-2012
  • Chair, Investment Products & Services (Emerging Risks) Project Group, 2010-2012
  • Chair, Annual Policy Conference, Washington, D.C., March 2011

Education

  • Howard University School of Law, J.D., 1994,

    co-editor-in-chief, Howard Scroll: Social Justice Law Review (1993-1994)

  • University of Maryland, B.S., 1990

Bar Admissions

  • Ohio
  • New York
  • Maryland
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