Date: Wednesday, June 3, 2026
Time: 2:00 p.m. – 3:00 p.m. ET
Location: Virtual
Contact: Elise Hoffer, 513.352.6748, Elise.Hoffer@ThompsonHine.com
A webinar series presented by Thompson Hine LLP
Join us for an afternoon break to discuss timely issues impacting investment management. This series features practical, focused conversations on key legal and regulatory developments affecting investment advisers and financial services firms, along with strategic considerations to help you navigate what’s ahead.
Enforcement, Risk and Operational Resilience in Digital Asset Markets
While the digital asset industry enjoys newfound federal support, uncertainty abounds. This swift growth creates opportunity, but also shifts regulatory scrutiny, evolving compliance obligations and increasing operational risks for professionals to understand. Join us on June 3rd for an in-depth discussion examining recent enforcement trends and practical strategies firms and practitioners can implement to strengthen compliance and operational resilience.
Our panel will explore recent actions and priorities from the SEC, CFTC and state regulators, highlighting key new risks for digital asset market participants, investment advisers, broker-dealers, exchanges and other intermediaries in the space.
Discussion topics will include:
- Recent federal and state enforcement developments impacting digital asset markets
- Custody and anti-money laundering obligations for crypto intermediaries and evolving compliance expectations
- Information-sharing and transaction-monitoring requirements for digital asset transfers
- Practical approaches to testing and strengthening internal controls and risk management programs
- Crisis response strategies for cyberattacks, hacked wallets, market manipulation allegations and smart contract vulnerabilities
- Operational resilience planning and governance considerations for firms operating in digital asset sectors
- Important legislative developments
Whether you are navigating regulatory uncertainty, assessing operational vulnerabilities or refining your incident response protocols, this session will provide practical guidance to help organizations prepare for and respond to today’s rapidly evolving digital asset risk environment.
Moderator: Nathan Lamb, Partner, Thompson Hine
Presenters:
- Brian Lanciault, Partner, Thompson Hine
- Marc Minor, Senior Counsel, Thompson Hine