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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 11 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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Date: Wednesday, June 3, 2026 Time: 2:00 p.m. – 3:00 p.m. ET Location: Virtual Contact: Elise Hoffer, 513.352.6748, <a href="mailto:Elise.Hoffer@ThompsonHine.com?subject=IM Coffee Chat 6.3.2026">Elise.Hoffer@ThompsonHine.com</a>

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A webinar series presented by Thompson Hine LLP

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Join us for an afternoon break to discuss timely issues impacting investment management. This series features practical, focused conversations on key legal and regulatory developments affecting investment advisers and financial services firms, along with strategic considerations to help you navigate what’s ahead.

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Enforcement, Risk and Operational Resilience in Digital Asset Markets

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While the digital asset industry enjoys newfound federal support, uncertainty abounds. This swift growth creates opportunity, but also shifts regulatory scrutiny, evolving compliance obligations and increasing operational risks for professionals to understand. Join us on June 3rd for an in-depth discussion examining recent enforcement trends and practical strategies firms and practitioners can implement to strengthen compliance and operational resilience. Our panel will explore recent actions and priorities from the SEC, CFTC and state regulators, highlighting key new risks for digital asset market participants, investment advisers, broker-dealers, exchanges and other intermediaries in the space. Discussion topics will include:

Recent federal and state enforcement developments impacting digital asset markets

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Custody and anti-money laundering obligations for crypto intermediaries and evolving compliance expectations

Information-sharing and transaction-monitoring requirements for digital asset transfers

Practical approaches to testing and strengthening internal controls and risk management programs

Crisis response strategies for cyberattacks, hacked wallets, market manipulation allegations and smart contract vulnerabilities

Operational resilience planning and governance considerations for firms operating in digital asset sectors

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Whether you are navigating regulatory uncertainty, assessing operational vulnerabilities or refining your incident response protocols, this session will provide practical guidance to help organizations prepare for and respond to today’s rapidly evolving digital asset risk environment.

Moderator: Nathan Lamb, Partner, Thompson Hine Presenters:

Brian Lanciault, Partner, Thompson Hine

Marc Minor, Senior Counsel, Thompson Hine

Investment Management Coffee Chat Series: Enforcement, Risk and Operational Resilience in Digital Asset Markets

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