Overview

Andrew is a partner in the firm’s Corporate Transactions & Securities and Investment Management practice groups. With more than 15 years of in-house industry experience, most recently as senior vice president and counsel for a global investment management firm, he has a keen understanding and appreciation of issues from the investment manager’s perspective.

Andrew has extensive experience in providing ongoing representation of and advice to open-end investment companies, exchange-traded funds (ETFs), interval funds and their independent directors/trustees. His experience also includes advising on the full range of securities and compliance issues related to fund development and structuring, investment management agreements, third-party service agreements, corporate governance, fund mergers and acquisitions involving investment advisers. Having served in the role of privacy officer, he also gained valuable experience with data privacy and information security issues.

Andrew is licensed to practice in Ohio and New York.

Publications
Presentations
  • "The DOL's Final Fiduciary Rule _ What It Means To Your Business," August 23, 2017
Distinctions
  • Listed in Legal 500, 2018 and 2019
Professional and Civic

New York State Bar Association

News
    Events