Morgan, a senior managing associate in the Business Litigation group, represents financial institutions, investment advisers, and broker-dealers in complex litigation in federal and state courts and before government agencies. She represents broker-dealers and individual brokers in securities litigation and FINRA arbitrations and counsels broker-dealers and investment advisers on day-to-day compliance, operations, and regulatory matters.
As a former associate regional director at FINRA, Morgan has deep insight into the practical impact of FINRA rules and regulations, which enables her to advise on risk mitigation strategies to avoid litigation or arbitration. When disputes arise, she relies on her extensive knowledge of the applicable regulations to vigorously advocate for clients.

