Financial Services and Banking Litigation
- Representing banks that are exposed to litigation arising out of their operations and relationships with customers, including claims relating to account fraud, check fraud and forged instruments, wire/electronic transfer fraud, certificates of deposit and other time deposit accounts, credit and debit card fraud, ATM fraud, and for alleged violations of check-handling and security procedures.
- Representing financial services institutions in numerous lender liability cases involving allegations of fraud and breach of fiduciary duty.
- Representing a bank in an action to recover a $14 million deficiency from borrowers and guarantors following a series of defaults on a commercial loan portfolio valued at $105 million.
- Representing a bank in an action to recover more than $8.5 million from borrowers, guarantors and fraudulent transferees following a default on a floor-plan financing arrangement.
- Representing a bank in an action to recover $1.5 million under the terms of loan agreements providing a priority security interest in the borrower’s business assets and inventory.
- Representing investment professionals against customer claims and counterclaims involving securities-related liability under federal and state securities laws.
- Representing banks against complex claims and class actions brought under the Fair Credit Reporting Act (FCRA) and state laws governing the collection and use of consumer credit information.
- Representing a major financial institution and equipment leasing company in a $100 million tax controversy with the IRS involving a cross-border leveraged lease transaction.
Representations and Warranties Insurance and M&A Post-Closing Disputes
- Representing insureds from a wide range of industry sectors, including representing both buyers and sellers as policyholders, in matters relating to representations and warranties insurance (R&W insurance or RWI).
- Representing a private equity firm in claims against R&W insurers involving complex insurance coverage issues, generally accepted accounting principles (GAAP) and damage calculations.
- Representing Silicon Valley technology company for claims under an RWI policy involving the insufficiency of assets and seller’s failure to disclose material degradation and failures in the acquired asset’s operational platform.
- Representing strategic buyer in claims under an RWI policy for losses relating to financial statement representations involving foreign tax assessments, accounts receivables, inventory, advance payments and royalties.
- Representing consumer products company in the R&W insurance claims process involving a breach of a material customer representation.
- Representing medical supply company in an R&W insurance claim involving the assessment of state nexus taxes.
- Representing buyers and sellers in post-closing representations and warranties disputes and indemnification claims involving a variety of legal theories, including breach of contract, fraud, alter ego, securities violations, and other common-law and statutory claims.
- Representing an international manufacturing company in a post-merger dispute arising out of the breach of a stock purchase agreement.
- Representing an international chemical manufacturer in connection with indemnification claims concerning contamination from a chemical plant in Houston.
- Representing buyers and sellers in post-closing working capital adjustments and earn-out provisions.
Real Estate Litigation
- Representing landlords of shopping centers, office complexes, telecommunications towers and other commercial properties in numerous lease disputes and eviction proceedings involving lease defaults, the non-payment of rent, holdover tenants, tenant allowances and tenant improvements, common area maintenance charges and other breach of lease issues.
- Representing a real estate developer in a breach of contract case involving the proceeds of an escrow account relating to an $85 million redevelopment project.
- Representing a major real estate developer in a contract dispute with a joint venture partner arising out of a total return swap transaction valued at $34 million and a buy-sell agreement for a $160 million apartment complex.
- Representing a real estate developer in a joint venture dispute regarding the sale of its partnership interest in a strip mall to a third party.
- Representing an acquired REIT against shareholder litigation alleging breach of fiduciary duty and violations of federal and state law in connection with a merger transaction.
Significant Contract Disputes
- Representing a telecommunications company and provider of fiber-optic network services in a breach of contract action involving capacity swaps and indefeasible rights-of-use agreements.
- Representing an equipment leasing company in a contract dispute against an assignor of leases alleging breach of a perfect pay provision and a $25 million guaranty under the terms of an assignment agreement.
- Representing entrepreneurs and emerging businesses in disputes involving breach of contract, fraud and indemnification claims.
- Representing an international company in a contract dispute with a third-party provider involving the breach of an information technology (IT) service agreement.
- Representing a provider of innovative products in a contract dispute involving UCC sales and warranty claims.
- Representing a contractor against claims by a labor union for fringe benefits under a collective bargaining agreement alleging alter ego and joint employer theories of liability.
- Representing a telecommunications company in a contract dispute with a joint venture partner over the payment of collected revenue associated with the delivery of long-distance phone services.
- Representing a polymer company in a $5 million contract dispute with its joint venture partner relating to a toll manufacturing agreement.
Executive and Incentive Compensation Litigation
- Representing a biomedical company against a claim by a former owner under the terms of a post-employment consulting agreement.
- Representing a corporate client in connection with employee benefits issues raised by a merger involving litigation by former high-level executives seeking salary, bonuses and other severance benefits.
- Representing a financial services company against employee claims seeking incentive compensation under an ERISA plan.
- Representing a telecommunications company in defense of litigation alleging breach of a sales commission agreement.
Directors and Officers (D&O) Litigation
- Representing members of the board of directors of a failed solar company against claims by a bankruptcy trustee alleging breach of fiduciary duty, fraud, conversion, misappropriation of trade secrets, and other statutory and common-law claims.
- Representing private equity firm officers and directors and portfolio company officers and directors of a large retailer after the company’s bankruptcy in trustee-driven litigation seeking over $30 million and alleging breaches of fiduciary duty and fraudulent transfers during the pre-bankruptcy refinancing process.
- Representing the board of directors of a public insurance company in defense of three expedited shareholder injunction actions involving an unsolicited tender offer made by the company’s majority shareholder.
- Representing the members of the board of directors of a publicly traded global manufacturer in defense of three shareholder derivative and class action complaints in Ohio and Texas, which challenged the fairness of a $2.5 billion merger transaction.
- Representing the members of the board of directors of a publicly traded national retailer in defense of two shareholder derivative and class action complaints challenging the fairness of a $1.6 billion “going private” merger transaction.
- Representing a large financial institution in a number of class action lawsuits brought under the Fair Credit Reporting Act (FCRA).
- Representing a large pharmaceutical company in a consumer fraud class action against individuals and third-party payers seeking damages in excess of $50 million.
- Member of the team acting as national counsel in the defense of nationwide pharmaceutical product liability litigation.
- Representing a municipality in a Clean Water Act (CWA) enforcement action brought by the U.S. EPA and Ohio EPA regarding combined sewer overflows (CSOs).
- Representing a large manufacturing company in post-trial and appellate proceedings in a $30 million Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) contribution action.
- Representing a large corporation in matters involving contaminated properties, including toxic tort lawsuits and Natural Resource Damages (NRD) claims.
- Representing a national utility in a major New Source Review (NSR) environmental enforcement action brought by the U.S. EPA and various northeastern states under the Clean Air Act.
- Representing companies from Belgium, Japan, Ireland, Great Britain and Australia in business disputes.
Alternative Dispute Resolution
- “The “Vanishing Trial” and Mediation Advocacy Skills,” LinkedIn Pulse, March 18, 2020
- “Mediation Opening Arguments Should Not Be A Throwdown,” Law360, February 13, 2019
- “Selecting the Right Mediator: Best Practices For Researching and Conducting Due Diligence on Potential Mediators,” LinkedIn Pulse, September 12, 2018
- “Selecting the Right Mediator: The Hammer, The Hand Holder, The Marriage Counselor and The Shape-Shifter,” LinkedIn Pulse, September 3, 2018
- “Opening Statements in Mediation? Go or No-Go Considerations,” CMBA Bar Journal, July/August 2018
- “Keeping the Floodgates Closed: Benefits of Pre-Litigation Mediation,” LinkedIn Pulse, January 2018
- “Over Prepare, Then Go with the Flow: Legal Counsel Best Practices in Premediation Preparation,” Willamette Insights, October 2017
- “5 Benefits Of Using A Financial Expert At Mediation,” Law360, October 27, 2016
- “Third-Party Discovery in Arbitration: Between a Rock and a Hard Place,” ABA Alternative Dispute Resolution E-Newsletter, August 22, 2016
- “Prepare to Settle: Develop a Pre-Mediation Framework for Complex Business Disputes,” CMBA Bar Journal, November 2014
- “Do You Want To Have A Successful Mediation? Selecting the Right Mediator,” DRI’s For The Defense, June 2012
- “A Real Alternative? Including an ADR Clause in Your Deal Documents,” CMBA Bar Journal, July/August 2011
Legal Project Management
- “A Recipe For Legal Project Management: Look To BBQ Champs,” Law360, October 27, 2017
- “5 Critical Components of an Early Case Assessment,” LinkedIn Pulse, September 2017
- “Early Case Assessments Promote Cost-Effective and Efficient Litigation,” LinkedIn Pulse, August 2017
- “Budgeting for Litigation: Obtaining Efficiencies and Meeting Client Goals,” Benchmark Litigation, November 13, 2014
- “Representations and Warranties Insurance: Trends and Benefits,” Thompson Hine Business Litigation Update, March 2020
- “The Working Capital Adjustment Dispute That Never Was,” Law360, August 4, 2017
- “Supreme Court Decision Expands Criminal Liability in Bank Fraud Cases,” LinkedIn Pulse, September 2017
- “A World Without Cognovits: Increased Risks and Costs to Lenders,” Ohio Bankers League Ohio Record, Fall 2016
- “The Rise of Appraisal Litigation: Will the Fire Spread?” Willamette Insights, October 2015
- “Rise of Plaintiff Strike Suits in Public Company M&A Provides Cautionary Tale for Majority Holders of Close Corporations,” SRR Journal, Spring 2015
- “Limiting Shareholder Suits In Mergers & Acquisitions: Potential Corporate Governance Solutions,” The Deal, December, 2014
- “Pre-Closing Merger Disputes: Preventing Broken Deals by Navigating MAC Clauses,” BNA’s Corporate Law & Accountability Report, January 2014
- “The Closely Held Business: To Squeeze Or Not To Squeeze?” Law360, December 18, 2013
- “Beware of Boilerplate: Buyers Need To Consider the Unforeseen Hazards of Standard Indemnification Provisions,” The Daily Deal & The Deal Pipeline, September 2012
- “Finding, Vetting and Using Financial Experts in Business Disputes,” LinkedIn Pulse, November 2017
- “Amendments to Corporate Representative Deposition Rule on the Horizon,” LinkedIn Pulse, August 2017
- “5 Tips For Negotiating And Drafting Joint E-Discovery Plans,” Law360, May 27, 2016
- “Questions Corporate Counsel Should Ask to Get Maximum Value from E-Discovery,” IPWatchdog, February 2016
- “Curbs for Costly Discovery?: Federal Rules Reform Aim at Electronic Document Burdens,” Washington Legal Foundation, June 2014
- “A Fish Out of Water? Trial Lawyers and Mediation Advocacy Skills,” The Trial Network, November 5, 2021
- “Maturing Market for R&W Insurance: Transaction and Claims Experience,” Association of Corporate Counsel, October 3, 2019
- “Is Mediation the New Jury Trial? Approaches and Strategies to Effective Mediation,” Celesq, May 21, 2019 – Audio l PDF
- “The Art of Argument: Using the Pixar Storytelling Formula to Persuade Judges and Jurors,” Celesq, December 14, 2018
- “Come On, Come On, Listen to the Moneytalk: Making the Most of Your Outside Legal Spend Through Effective Legal Project Management,” Network of Trial Law Firms, October 26, 2018
- “The Art of Argument: Using the Pixar Storytelling Formula to Persuade Judges and Jurors,” Network of Trial Law Firms, August 3, 2018
- “Finding, Vetting and Using Financial Experts in Business Disputes,” CMBA, November 14, 2017
- “Effective Legal Project Management for Trial Lawyers,” Network of Trial Law Firms, October 28, 2017
- “Leveraging Your Resources: Effective Legal Project Management,” Association of Corporate Counsel, January 26, 2017
- “Recent FRCP Changes Afford Opportunities For Cost Saving,” Network of Trial Law Firms, April 16, 2016
- “Don’t Put the Cart Before the Horse: Why Are Early Case Assessments Critical?,” Network of Trial Law Firms, August 7, 2015
- “Don’t Get Burned: Allocating Risk in Contracts,” Association of Corporate Counsel, July 16, 2015
- “We Are Never Getting Back Together: Owner Disputes in Closely-Held Businesses,” CFA Society, May 2015
- “Done Deal? Pre- and Post-Closing Disputes in M&A Transactions,” Association for Corporate Growth, November 22, 2013
- “Impact of Dodd-Frank on Treasury and Cash Managers: Are You Prepared for the New Standards?,” Northeastern Ohio Treasury Management Association, April 2012
- “Dodd-Frank and the New Standard of Care: As an Investment Professional, Are You Prepared for its Impact?,” CFA Society, January 2012
- Benchmark Litigation’s 40 & Under Litigation Hot List, 2019
- Crain’s Cleveland Business Forty Under 40, Class of 2013
- Listed as an Ohio Super Lawyers® Rising Star in Business Litigation, 2009, 2010, 2013, 2016 and 2017
- Network of Trial Law Firms, Executive Committee Member-Officer at Large, Seminar Chair, Program Review Committee, 2018-2020
- Cleveland Metropolitan Bar Association, Member
- Cornucopia, Inc., Board Member (2006-2018) and President, Executive Committee Chair (2012-2018)
- WIRE-NET, Member, Resource Development Committee, 2016-2017
- Ohio Bankers League, Member
- Cleveland Leadership Center, Cleveland Bridge Builders Ad Hoc Curriculum Committee (2012-2015) and Leadership Action Project Selection Committee (2014-2017)
- John Carroll University Entrepreneurs Association, Master Member, 2016-2017
- Cleveland Bridge Builders, Flagship Program 2011
- Kansas City Barbeque Society, Certified Master BBQ Judge
- Federalist Society
- Vermont Law School, J.D., magna cum laude,
senior editorial board, business manager, Vermont Law Review
- John Carroll University, B.A.,
Outstanding Political Science Major
- U.S. District Court for the Northern District of Ohio
- U.S. District Court for the Southern District of Ohio
- U.S. Court of Appeals for the Sixth Circuit
- Representations and Warranties Insurance: Trends and Benefits,
Business Litigation Update, March 31, 2020
- Mediation Opening Arguments Should Not Be A Throwdown, February 13, 2019