Date: Tuesday, September 16, 2025
Time: 2:00 p.m. – 3:00 p.m. ET
Location: Virtual
Contact: Elise Hoffer, 513.352.6748, Elise.Hoffer@ThompsonHine.com
A webinar presented by Thompson Hine LLP
Beyond the Prospectus: Rethinking Securities in Modern Investing
Join us for an afternoon break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to you.
Session Five: Navigating the SEC Regulatory Landscape and Exploring Opportunities in 401(k) Plans
We’ll discuss the Securities and Exchange Commission’s rulemaking initiatives and their practical impact on day-to-day fund operations. The session will also explore the potential for private-asset allocations in 401(k) plans following an August 7, 2025 Executive Order.
Our speakers will address key issues, including:
- Fee and expense transparency and its impact on GP/LP dynamics
- Preferential treatment and side letter considerations under SEC rules
- Performance metric disclosure requirements and best practices
- Implications for new fund formation and investor relations
- Opportunities and challenges for private assets in 401(k) plans
Moderator: Philip Sineneng, Partner, Thompson Hine
Panelists:
- Ed Redder, Partner, Thompson Hine
- Katie Kohn, Partner, Thompson Hine
- Imani Boone Tibbs, Associate, Thompson Hine
- Paul Felsch, Founder, Helios