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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 8 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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Date: Tuesday, September 16, 2025 Time: 2:00 p.m. – 3:00 p.m. ET Location: Virtual Contact: Elise Hoffer, 513.352.6748, <a href="mailto:Elise.Hoffer@ThompsonHine.com?subject=IM Coffee Chat Sept. 16">Elise.Hoffer@ThompsonHine.com</a>

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A&nbsp;webinar presented by Thompson Hine LLP

Beyond the Prospectus: Rethinking Securities in Modern Investing Join us for an afternoon break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to you.

Session Five: Navigating the SEC Regulatory Landscape and Exploring Opportunities in 401(k) Plans We’ll discuss the Securities and Exchange Commission’s rulemaking initiatives and their practical impact on day-to-day fund operations. The session will also explore the potential for private-asset allocations in 401(k) plans following an August 7, 2025&nbsp;Executive Order. Our speakers will address key issues, including:

Fee and expense transparency and its impact on GP/LP dynamics

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Preferential treatment and side letter considerations under SEC rules

Performance metric disclosure requirements and best practices

Implications for new fund formation and investor relations

Opportunities and challenges for private assets in 401(k) plans

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Moderator: <a></a><a href="https://urldefense.com/v3/__https:/links.thompsonhine.mkt4194.com/els/v2/gd8Gs-LKq3cK/LzhVV1dRMUNlNkxyU0xtZlV3Z3llVjVZOVg0Y2VqeVVudCtrdjJ6dU43U2RiRTZVYWpFSjlVZlMzdmFWemxDcXV6eGZBallhUlc3RjEvQXQ3aUZBZkw5bDFRWVZ4MWNpeHh5T0tFYitPLzJpUTRuWXUrTzI4QT09S0/__;!!OdqygGz-7UHvSw!t2YFWKQy1e7rG__A0E5kCXrRDD5WAFG3JHLYzt7MrOL0e3U3UVMbC7fPxMmakeNgZR6n6QtMIqPhgy1B-LDS1pfT8KEZ4g$" target="_blank" rel="noreferrer noopener">Philip Sineneng</a>, Partner, Thompson Hine Panelists:&nbsp;

<a href="https://urldefense.com/v3/__https:/links.thompsonhine.mkt4194.com/els/v2/G4arMAqPYRF8/LzhVV1dRMUNlNkxyU0xtZlV3Z3llVjVZOVg0Y2VqeVVudCtrdjJ6dU43U2RiRTZVYWpFSjlVZlMzdmFWemxDcXV6eGZBallhUlc3RjEvQXQ3aUZBZkw5bDFRWVZ4MWNpeHh5T0tFYitPLzJpUTRuWXUrTzI4QT09S0/__;!!OdqygGz-7UHvSw!t2YFWKQy1e7rG__A0E5kCXrRDD5WAFG3JHLYzt7MrOL0e3U3UVMbC7fPxMmakeNgZR6n6QtMIqPhgy1B-LDS1pc93vYd5Q$" target="_blank" rel="noreferrer noopener">Ed Redder</a>, Partner, Thompson Hine

<a href="https://urldefense.com/v3/__https:/links.thompsonhine.mkt4194.com/els/v2/XDa-f87ZvLQZ/LzhVV1dRMUNlNkxyU0xtZlV3Z3llVjVZOVg0Y2VqeVVudCtrdjJ6dU43U2RiRTZVYWpFSjlVZlMzdmFWemxDcXV6eGZBallhUlc3RjEvQXQ3aUZBZkw5bDFRWVZ4MWNpeHh5T0tFYitPLzJpUTRuWXUrTzI4QT09S0/__;!!OdqygGz-7UHvSw!t2YFWKQy1e7rG__A0E5kCXrRDD5WAFG3JHLYzt7MrOL0e3U3UVMbC7fPxMmakeNgZR6n6QtMIqPhgy1B-LDS1pfr-I1Xuw$" target="_blank" rel="noreferrer noopener">Katie Kohn</a>, Partner, Thompson Hine

<a href="https://urldefense.com/v3/__https:/links.thompsonhine.mkt4194.com/els/v2/wdRPspGA9bcE/LzhVV1dRMUNlNkxyU0xtZlV3Z3llVjVZOVg0Y2VqeVVudCtrdjJ6dU43U2RiRTZVYWpFSjlVZlMzdmFWemxDcXV6eGZBallhUlc3RjEvQXQ3aUZBZkw5bDFRWVZ4MWNpeHh5T0tFYitPLzJpUTRuWXUrTzI4QT09S0/__;!!OdqygGz-7UHvSw!t2YFWKQy1e7rG__A0E5kCXrRDD5WAFG3JHLYzt7MrOL0e3U3UVMbC7fPxMmakeNgZR6n6QtMIqPhgy1B-LDS1pd2oyoYyA$" target="_blank" rel="noreferrer noopener">Imani Boone Tibbs</a>, Associate, Thompson Hine

<a href="https://urldefense.com/v3/__https:/links.thompsonhine.mkt4194.com/els/v2/q79qs6*Zdgcx/LzhVV1dRMUNlNkxyU0xtZlV3Z3llVjVZOVg0Y2VqeVVudCtrdjJ6dU43U2RiRTZVYWpFSjlVZlMzdmFWemxDcXV6eGZBallhUlc3RjEvQXQ3aUZBZkw5bDFRWVZ4MWNpeHh5T0tFYitPLzJpUTRuWXUrTzI4QT09S0/__;fg!!OdqygGz-7UHvSw!t2YFWKQy1e7rG__A0E5kCXrRDD5WAFG3JHLYzt7MrOL0e3U3UVMbC7fPxMmakeNgZR6n6QtMIqPhgy1B-LDS1pe6VAYefg$" target="_blank" rel="noreferrer noopener">Paul Felsch</a>, Founder, Helios

Investment Management Coffee Chat Series – Session 5: Navigating the SEC Regulatory Landscape and Exploring Opportunities in 401(k) Plans

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