Michael V. Wible

• “SEC Issues Annual Meeting Guidance Amid COVID-19 Concerns,” Thompson Hine COVID-19 Update, March 2020
• “SEC Issues Risk Alert on Best Execution Practices,” Thompson Hine Investment Management Update, July 2018
• “Further Staff Guidance on Inadvertent Custody,” Thompson Hine Investment Management Update, July 2018
• “SEC Charges 13 Private Fund Advisers for Failures to File Form PF,” Thompson Hine Investment Management Update, June 2018
• “SEC Proposes Changes to Auditor Independence,” Thompson Hine Investment Management Update, June 2018
• “OCIE Issues Risk Alert Regarding Advisory Fee Violations,” Thompson Hine Investment Management Update, April 2018
• “SEC Proposes Changes to Liquidity Risk Disclosures,” Thompson Hine Investment Management Update, March 2018
• “SEC Eases Form ADV Compliance Deadline for Interim Updates,” Thompson Hine Investment Management Update, August 2017
• “Department of Labor Directed to Examine Final Fiduciary Rule,” Thompson Hine Investment Management Update, February 2017
• “Mutual Funds Receive Temporary Relief to Auditor Independence Dilemma,” Thompson Hine Business Law Update, Fall 2016
• “FINRA Issues Report on Digital Investment Advice,” Thompson Hine Investment Management Update, April 2016
• “The DOL’s Final Fiduciary Rule Released: Investment Professional’s Perspective,” Thompson Hine Investment Management Update, April 2016
• “Second Circuit Broadens Dodd-Frank Whistleblower Interpretation,” Thompson Hine Investment Management Update, September 2015
• “SEC Brings Charges Related to 15(c) Process Failures,” Thompson Hine Investment Management Update, June 2015
• “SEC Proposes New Reporting Rules,” Thompson Hine Investment Management Update, June 2015
• “SEC Proposes Changes to Form ADV & Recordkeeping Requirements,” Thompson Hine Investment Management Update, June 2015
• “Cybersecurity Guidance Update for Funds & Advisers,” Thompson Hine Investment Management Update, May 2015
• “Confidentiality Agreements Have “Chilling” Effect on Would-Be Whistleblowers,” Thompson Hine Investment Management Update, April 2015
• “SEC Grants Orders to Include In-Laws in Family Office Exemption,” Thompson Hine Investment Management Update, March 2015
• “OCIE Announces 2015 Examination Priorities,” Thompson Hine Investment Management Update, January 2015
• "Enhanced Governance and Risk Oversight Disclosure for Investment Companies," Investment Lawyer, March 2010
• "Enhanced Governance and Risk Oversight Disclosure for Investment Companies," Investment Management Update, January 2010
• "SEC Adopts Rule Regarding Principal Trades with Certain Clients," Investment Management Update, January 2010
• "Enhanced Mutual Fund Disclosure: Practical Strategies for Drafting Prospectus Summaries and Using Summary Prospectuses," The Investment Lawyer, November 2009

• Presenter, "Responding to a Cybersecurity Incident: Reporting and Disclosure Obligations," Thompson Hine Investment Management Coffee Chat webinar series, March 2, 2022
• Presenter, "A Guide to Mutual Fund Insurance," Thompson Hine Investment Management Coffee Chat webinar series, July 27, 2021
• Presenter, "New Adviser Advertisement Rule - Performance Advertising," Thompson Hine Investment Management Coffee Chat webinar series, March 17, 2021
• Presenter, "Innovative Tools for Building a Diverse Board," Thompson Hine Investment Management Coffee Chat webinar series, February 24, 2021
• Panelist, “Regulatory & Compliance Issues Confronting Hedge Funds Today,” Thompson Hine 9th Annual Seminar New York, October 17, 2013

• Listed in The Legal 500, 2018 to 2022

Professional Associations

• Central Ohio Compliance Association, Past President
• District of Columbia Bar Association
• Ohio State Bar Association
• Minnesota State Bar Association
• Greater Cincinnati Mutual Fund Association

Community Activities

• Dublin Food Pantry, Board of Trustees (2012-2015), Board Chair (2013-2014)
• CATCO, Board of Directors (2016-present)