Leader
- Michael V. Wible
Partner | Columbus
614.469.3297moc.eniHnospmohT@elbiW.leahciM - Meet the team
- “SEC Adopts New Names Rule Under the Investment Company Act,” Investment Management Update, October 10, 2023
- “SEC Adopts New Rules for Private Fund Advisers,” Investment Management Update, September 25, 2023
- “SEC Announces 2023 Exam Priorities,” Investment Management Update, March 9, 2023
- “SEC Issues New Guidance Regarding Investment Advisers’ Proxy Voting Responsibilities and Proxy Advisory Firms,” Investment Management Update, September 05, 2019
- “SEC Proposes Updates to Rules Governing CEFs,” Investment Management Update, July 18, 2019
- “SEC Adopts Regulation Best Interest and Other Measures for Broker-Dealers and Investment Advisers,” Investment Management Update, June 18, 2019
- “Overview of SEC’s Proposed Rule Changes for Business Development Companies,” Investment Management Update, April 17, 2019
- “SEC Poised to Permit ActiveShares ETF: First Non-Transparent Actively Managed ETF,” ETF Reg Insights, April 11, 2019
For initial inquiries, please contact:
Richard Heller
Richard.Heller@ThompsonHine.com
212.908.3907
Donald Mendelsohn
Don.Mendelsohn@ThompsonHine.com
513.352.6546
JoAnn Strasser
JoAnn.Strasser@ThompsonHine.com
513.352.6725
Michael Wible
Michael.Wible@ThompsonHine.com
614.469.3297
Select a filter
- SEC Adopts New Names Rule Under the Investment Company Act,
Investment Management Update
, October 10, 2023 - SEC Adopts New Rules for Private Fund Advisers,
Investment Management Update
, September 25, 2023 - SEC Announces 2023 Exam Priorities,
Investment Management Update
, March 9, 2023 - SEC Issues New Guidance Regarding Investment Advisers’ Proxy Voting Responsibilities,
Investment Management Update
, September 5, 2019 - SEC Proposes Updates to Rules Governing CEFs,
Investment Management Update
, July 18, 2019 - SEC Adopts Regulation Best Interest and Other Measures for Broker-Dealers and Investment Advisers,
Investment Management Update
, June 18, 2019 - Overview of SEC Proposed Rule Changes for Business Development Companies,
Investment Management Update
, April 17, 2019 - SEC Poised to Permit ActiveShares ETF: First Non-Transparent Actively Managed ETF,
ETF Reg Insights
, April 11, 2019 - SEC Grants No-Action Relief for Initial Coin Offering,
Investment Management Update
, April 9, 2019 - SEC Issues No-Action Letter Regarding Fund Board In-Person Voting Requirements,
Investment Management Update
, March 11, 2019