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Daniel A.Filstrup

Counsel
Chicago

O 312.998.4248

M 312.550.0563

Daniel A.Filstrup

Counsel

Daniel is counsel in the Corporate Transactions & Securities group and a member of the Investment Management practice group, advising clients on a broad range of sophisticated legal, regulatory and compliance matters. He counsels sponsors of private funds, registered investment companies and business development companies, other alternative asset managers, and digital assets companies, on matters concerning structuring and formation, SEC registration, cross-border asset management, and compliance with the Investment Advisers Act of 1940, Investment Company Act of 1940 and Regulation D of the Securities Act of 1933. Daniel’s expertise spans a range of strategies, including public and private equity, venture capital, private credit, infrastructure, mezzanine, and strategies focused on crypto assets, blockchain and related emerging technologies. He further advises on the integration and use of AI within private and registered funds.

Daniel regularly advises clients on SEC examinations and other SEC interactions and constructs robust compliance programs for registered investment advisers and exempt reporting advisers. He also counsels clients on the regulatory aspects of asset manager acquisitions and adviser-led secondary transactions.

Daniel previously served as a law clerk to the Honorable Judge Jon P. McCalla, U.S. District Court for the Western District of Tennessee. Prior to attending law school, Daniel worked for a global technology leader and spent eight years in China, where he worked with emerging companies in the semiconductor and cleantech industries.

Focus Areas

Examples of Daniel’s experience include:

  • Advising sponsors on the structuring and formation of private investment funds.
  • Representing fund managers with respect to SEC registrations, filings and examinations.
  • Advising digital assets-focused funds regarding regulatory compliance and SEC examinations, including on matters concerning custody of digital assets.
  • Representing a cryptocurrency exchange in its acquisition of a digital assets investment manager.
  • Advising a private fund sponsor in the negotiation of an AI service provider arrangement and the drafting and implementation of AI use policies and procedures.
  • Constructing private fund sponsor compliance programs and ad hoc policies and procedures.
  • Advising funds and their sponsors with respect to conflicts of interest, handling of material non-public information, custody issues and marketing of fund interests.
  • Counseling private fund sponsors regarding engagement of placement agents and solicitors and compliance with Regulation D, the Investment Advisers Act and the Investment Company Act.
  • Drafting and filing Forms ADV and PF.
  • Reviewing fund and investment adviser marketing materials.
  • Representing a digital assets company in the tokenization of private fund interests.
  • Representing an investment management firm in its $3.9 billion acquisition of a real estate investment trust.
  • Panelist, “Private Fund Formation Deep Dive: Venture, Hedge, Private Credit, and Digital Asset Funds,” Thompson Hine Investment Management Coffee Chat Series 2026, April 2026

Education

  • The George Washington University Law School, J.D., 2014,
    with honors
    ,

    AIPLA Quarterly Journal, student editor-in-chief

  • University of Michigan, B.S.E., 2000

Bar Admissions

  • Illinois
  • California

Languages

  • Mandarin