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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 8 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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Date: June 09, 2021 Time: 10:30 a.m. - 11:00 a.m. ET Contact: Elise Hoffer, 513.352.6748 -&nbsp;<a href="mailto:Elise.Hoffer@ThompsonHine.com">Elise.Hoffer@ThompsonHine.com</a>

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A complimentary webinar presented by Thompson Hine LLP

Join us for a mid-morning break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to you.

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Session Nineteen: NYAG Blue Sky Law Modernization in Practice

The New York Attorney General recently adopted regulatory amendments to its anti-fraud law, known as the Martin Act. These amendments modernized Blue Sky filing requirements for securities sold or offered in New York using the exemptions available under Regulation D of the Securities Act of 1933 and created new investment adviser representative requirements. Please join us as we examine how these amendments affect the notice filings process for issuers and what role the NYAG assumes in their implementation and enforcement.

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Upcoming program in this series (you must register separately for each):

Questions? Contact Elise Hoffer <a href="mailto:Elise.Hoffer@ThompsonHine.com">Elise.Hoffer@ThompsonHine.com </a>513.352.6748

IM Coffee Chat – Session Nineteen: NYAG Blue Sky Law Modernization in Practice

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