IM Coffee Chat – Enforcement Considerations for Trustees, Municipal Advisors and Issuers

Date: October 06, 2021

Time: 10:30 a.m. - 11:00 a.m. ET

Contact: Elise Hoffer, 513.352.6748 -

A complimentary webinar presented by Thompson Hine LLP

Welcome back! As we resume our weekly Coffee Chat series, join us for a mid-morning break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to you.

Wednesday, October 6

10:30 – 11:00 a.m. ET

Enforcement Considerations for Trustees, Municipal Advisors and Issuers

This Coffee Chat will address corporate governance issues that municipal issuers, advisors, and other fiduciaries need to consider in the current regulatory environment.  

Topics include:

  • Lessons learned since the implementation of pay-to-play rules
  • Hot topics for the Biden administration
  • Congressional legislation
  • The ESG effect
  • SEC enforcement
  • Corporate governance mitigation strategies to avoid regulatory scrutiny


Upcoming program in this series (you must register separately for each):

Contact Elise Hoffer