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Fund Service Providers

Representative Experience

  • Reviewing and negotiating service agreements between a fund and its investment adviser, transfer agent and distributor.
  • Addressing regulatory and contractual issues involved in a change in service provider.
  • Counseling clients on structuring arrangements with service providers to satisfy regulatory concerns regarding compensation and other matters.
  • Reviewing and negotiating recordkeeping/sub-transfer agency agreements with third-party administrators and other retirement plan service providers.