Does maintaining a place of business in the state trigger a notice filing (regardless of number of clients)?

CONN. GEN. STAT. § 36b-6(e)(2017)

What is the maximum number of clients adviser can have in the state without triggering a notice filing?

CONN. GEN. STAT. § 36b-6(e)(2017)

What sorts of clients are not counted for purposes of determining whether to notice file?

Connecticut does not have an exclusion for institutional clients.

CONN. GEN. STAT. § 36b-6(e)(2017)

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