Randy is a managing associate in the Corporate Transactions & Securities group. He focuses his practice on advising investment companies, including exchange-traded funds (ETFs), mutual funds and closed-end funds, on operational and regulatory compliance issues. Randy's work includes advising multi-series trust structures and assisting clients with SEC registration, disclosure requirements and ongoing regulatory filings. He helps clients navigate the complexities of interacting with the SEC and its staff, supporting them through the comment and review process and ensuring compliance with applicable securities laws.