Focus Areas
- “How Auditors Now Assess Their Independence,” BoardIQ, September 2017
- “Making Sense of Auditor Independence Issues,” The Investment Lawyer, December 2016
- “SEC’s Division of Investment Management Offers New Guidance on ‘Distribution in Guise’ Payments,” Journal of Investment Compliance, May 2016
- Presenter, “Mutual Fund-ETF Share Class Exemptive Relief,” Thompson Hine Investment Management Coffee Chat Webinar, May 2025
Education
- Duquesne University School of Law, J.D.
- University of Pittsburgh, B.A.
Bar Admissions
- District of Columbia
- Pennsylvania
- Investment Management Coffee Chat Series: ETFs and Exchange-Listed Products,
From Crypto to Complex Strategies
, May 18, 2026 - Investment Management Coffee Chat – Mutual Fund-ETF Share Class Exemptive Relief, May 19, 2025

