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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 8 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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Joseph is an associate in the firm's Corporate Transactions &amp; Securities practice group.

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Drexel University Thomas R. Kline School of Law, J.D., 2024

Saint Joseph's University, B.A., 2021

SEC Updates Marketing Rule FAQs: Key Guidance on Extracted Performance and Portfolio Characteristics

Investment Regulatory Updates

Congressman Introduces Resolution to Repeal SEC’s Enhanced Mutual Fund Disclosure Rule

Trump’s Executive Orders’ Impact on the ETF Industry

SEC’s 2025 Names Rule FAQs: Clarifications and Updates

Corporate Transactions & Securities

Associate

Joseph Faia

<ul>
<li><a href="https://www.thompsonhine.com/insights/sec-updates-marketing-rule-faqs-key-guidance-on-extracted-performance-and-portfolio-characteristics/">&#8220;SEC Updates Marketing Rule FAQs: Key Guidance on Extracted Performance and Portfolio Characteristics,&#8221; Thompson Hine <em>Investment Management Update</em>, March 2025</a></li>
<li><a href="https://www.thompsonhine.com/insights/secs-2025-names-rule-faqs-clarifications-and-updates/">&#8220;SEC’s 2025 Names Rule FAQs: Clarifications and Updates,&#8221; Thompson Hine <em>Investment Management Update</em>, January 2025</a></li>
</ul>


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JosephFaia

JosephFaia

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