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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 11 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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<img style="max-width: 100%;height: auto" width="450" height="300" src="https://www.thregupdate.com/wp-content/uploads/sites/1016/2020/10/CherryPick.jpg" class="attachment-lxb_af_3_of_4-wide size-lxb_af_3_of_4-wide wp-post-image" alt="Cherry Pick" loading="lazy" />
			Monday, November 10 11:30 a.m. &ndash;&nbsp;3:30 p.m. ET
We are pleased to invite you to the RIA Merger Conference, an exclusive in-person event in New York City&nbsp;(virtual option also available) designed specifically for registered investment advisers. This half-day panel program offers a unique opportunity to engage with peers and industry and thought leaders while exploring the latest trends and challenges shaping the RIA space.
Key topics will include
<ol start="1" class="wp-block-list">
<li>Navigating regulatory challenges and compliance requirements</li>
<li>Impact of anti-assignment provisions on investment adviser change of control transactions under the Advisers Act</li>
<li>Exploring business arrangements, mergers and venture opportunities</li>
<li>Succession planning strategies for small and mid-sized RIAs</li>
<li>Addressing compliance issues unique to advisory practices</li>
<li>Understanding current regulatory concerns from the SEC and state regulators</li>
</ol>
Who should attend?
<ol start="1" class="wp-block-list">
<li>Small to mid-sized RIAs looking for growth opportunities or facing succession challenges</li>
<li>RIA owners and principals seeking practical strategies to protect and scale their practices</li>
<li>Compliance officers and legal counsel looking for insights into current regulatory and litigation risk areas</li>
<li>Industry professionals and consultants, including advisers on M&amp;A, succession or compliance matters</li>
</ol>
Why attend?
<ol start="1" class="wp-block-list">
<li>Stay ahead of regulation: Hear directly from industry leaders on SEC and state exam priorities</li>
<li>Protect your business: Learn proactive steps to mitigate compliance and litigation risks</li>
<li>Plan for the future: Explore strategies for succession, joint ventures and mergers</li>
<li>Network strategically: Connect with industry peers, aggregators and thought leaders</li>
</ol>
Schedule 11:30 a.m. &ndash; Noon &ndash; Registration &amp; lunch Noon &ndash; 3:30 p.m. &ndash; Program
Location <a href="https://urldefense.com/v3/__https:/links.thompsonhine.mkt4194.com/els/v2/yv3PMdE6LETr/ZHpzZUVtUlNHLzFuK0ozMytDRlFQNzZrSzZXQU1vSUx4c05UUHFVUmdma1ExSXA4WktpZWYvZlR1ZVZPdzVwdC9WU3dLUjBvcnBuZmJhOC83UmU0TlNuelFNa0dOWFNXWjRrZzNPaXErK2RsWU9iYi9wc2xuQT09S0/__;!!OdqygGz-7UHvSw!txYPHBNU3_WpkrA-O_yhvW0ASE_C4rXBRC-_P_PEAzMDgK6yh7AFt2iueFTdW4NR6DftP3tZvjuvKNl3SRLYb4EHWON59w%24" target="_blank" rel="noreferrer noopener">Thompson Hine LLP</a> 300 Madison Avenue, 27th Floor New York, New York <a href="https://urldefense.com/v3/__https:/links.thompsonhine.mkt4194.com/els/v2/DdaRsE9ra9Hr/ZHpzZUVtUlNHLzFuK0ozMytDRlFQNzZrSzZXQU1vSUx4c05UUHFVUmdma1ExSXA4WktpZWYvZlR1ZVZPdzVwdC9WU3dLUjBvcnBuZmJhOC83UmU0TlNuelFNa0dOWFNXWjRrZzNPaXErK2RsWU9iYi9wc2xuQT09S0/__;!!OdqygGz-7UHvSw!txYPHBNU3_WpkrA-O_yhvW0ASE_C4rXBRC-_P_PEAzMDgK6yh7AFt2iueFTdW4NR6DftP3tZvjuvKNl3SRLYb4Ex93pIQA%24" target="_blank" rel="noreferrer noopener"></a> <a href="https://www.pages05.net/thompsonhinellp/Event-NY_RIAMergerConferenceComplianceRegulationandGrowth111025/?spMailingID=30522523&amp;spUserID=MTA2NTM1NzE0OTc1OQS2&amp;spJobID=3021658504&amp;spReportId=MzAyMTY1ODUwNAS2">Register to Attend In Person</a>
<a href="https://event.on24.com/wcc/r/5114685/0721F0F90DA903EFBCF766B5DCA741B3?partnerref=Internal">Register to Attend Virtually</a>
<a href="https://urldefense.com/v3/__https:/links.thompsonhine.mkt4194.com/els/v2/DdaRsE9ra9Hr/ZHpzZUVtUlNHLzFuK0ozMytDRlFQNzZrSzZXQU1vSUx4c05UUHFVUmdma1ExSXA4WktpZWYvZlR1ZVZPdzVwdC9WU3dLUjBvcnBuZmJhOC83UmU0TlNuelFNa0dOWFNXWjRrZzNPaXErK2RsWU9iYi9wc2xuQT09S0/__;!!OdqygGz-7UHvSw!txYPHBNU3_WpkrA-O_yhvW0ASE_C4rXBRC-_P_PEAzMDgK6yh7AFt2iueFTdW4NR6DftP3tZvjuvKNl3SRLYb4Ex93pIQA%24" target="_blank" rel="noreferrer noopener"></a> <a href="https://event.on24.com/wcc/r/5114685/0721F0F90DA903EFBCF766B5DCA741B3?partnerref=Internal" target="_blank" rel="noreferrer noopener"></a>

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Thompson Hine Event – RIA Merger Conference: Compliance, Regulation & Growth