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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 8 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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Happy New Year to all and Welcome to Thompson Hine&#8217;s newest blog offered as a service to those in the investment management and broker-dealer communities. What a better way to begin this blog then discussing the problems that arise for RIAs and BDs at this time of year. The first and most pressing for RIAs... <a href="https://www.thregupdate.com/2025/01/the-new-year-requires-a-look-back-and-a-look-forward/">Continue Reading</a>

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Investment Regulatory Updates

The New Year Requires a Look Back and a Look Forward