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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 8 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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On October 26, 2022, the Securities and Exchange Commission (the “SEC”) adopted rules and rule amendments to implement the compensation recovery (or “clawback”) requirements of Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”).  The SEC’s clawback rules direct the national securities exchanges to establish listing standards to require virtually all listed companies to adopt and enforce clawback policies providing for “no-fault” recovery of erroneously awarded incentive-based compensation received by current or former executive officers as a result of material noncompliance with financial reporting requirements.  The SEC’s rules also impose related disclosure requirements on listed companies.

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A brief summary of the SEC’s Dodd-Frank clawback rules is provided in the PDF below. 

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https://admin.thompsonhine.com/wp-content/uploads/2022/11/SEC-Adopts-Dodd-Frank-Clawback-Rules-November-2022.pdf

SEC Adopts Dodd-Frank “Clawback” Rules

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