Careers

Diversity, Equity & Inclusion

Experience

Innovation

Interactive Maps

Locations

About

Pages

Meet our team of innovators
Ask us how we do it

Professionals

Insights

Services

Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 11 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

Home | Thompson Hine LLP

Atlanta

Chicago

Cincinnati

Cleveland

Columbus

Dayton

Los Angeles

Minneapolis

New York

Silicon Valley

Washington, D.C.

core/separator

Date: Wednesday, April 29, 2026 Time: 3:00 p.m. – 7:00 p.m. PT Location: Thompson Hine LLP, 2049 Century Park East, Suite 3500, Los Angeles, California 90067 Contact: Elise Hoffer, 513.352.6748, <a href="mailto:Elise.Hoffer@ThompsonHine.com?subject=RIA Merger Conference 4.29.26">Elise.Hoffer@ThompsonHine.com</a>

core/paragraph

core/button

core/buttons

We are pleased to invite you to the RIA Merger Conference, an exclusive in-person event in Los Angeles designed specifically for registered investment advisers. This afternoon program offers a unique opportunity to engage with peers and industry and thought leaders while exploring the latest trends and challenges shaping the RIA space. If you are not based in Los Angeles but have colleagues or contacts who may be in the area at the time of our event, please feel free to share this invitation with them.

Schedule of Events: 3:00 – 3:30 p.m. – Registration 3:30 – 6:00 p.m. – Panel Presentations 6:00 – 7:00 p.m. – Cocktail Networking Reception

<a href="https://www.linkedin.com/in/nicholas-bentivoglio-4167a692/">Nicholas Bentivoglio</a>, CEO, AstraBit

core/list-item

<a href="https://www.linkedin.com/in/marla-wooton-crcp%C2%AE-473925218/">Marla (Elliott) Wooton</a> CRCP®, CCO, Composition Wealth

<a href="https://www.linkedin.com/in/jhawesnxtlvl/">Josh Hawes</a>, CEO, Aegis Guild Capital, LLC

core/list

Key topics will include:

Navigating regulatory challenges and compliance requirements

Impact of anti-assignment provisions on investment adviser change-of-control transactions under the Advisers Act

Exploring business arrangements, mergers and venture opportunities

Succession planning strategies for small and mid-sized RIAs

Addressing compliance issues unique to advisory practices

Understanding current regulatory priorities and concerns of the SEC and state regulators

Small- to mid-sized RIAs looking for growth opportunities or facing succession challenges

RIA owners and principals seeking practical strategies to protect and scale their practices

Compliance officers and legal counsel looking for insights into current regulatory and litigation risk areas

Industry professionals and consultants, including advisers on M&amp;A, succession or compliance matters

Stay ahead of regulation: Hear directly from industry leaders on SEC and state exam priorities

Protect your business: Learn proactive steps to mitigate compliance and litigation risks

Plan for the future: Explore strategies for succession, joint ventures and mergers

Network strategically: Connect with industry peers, aggregators and thought leaders

RIA Merger Conference: Compliance, Regulation & Growth

Services