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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 11 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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Date: Wednesday, April 29, 2026 Time: 3:30 p.m. – 6:00 p.m. PT Contact: Elise Hoffer, 513.352.6748, <a href="mailto:Elise.Hoffer@ThompsonHine.com?subject=RIA Merger Conference 4.29.26">Elise.Hoffer@ThompsonHine.com</a>

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We are pleased to invite you to the virtual RIA Merger Conference, a program designed specifically for registered investment advisers. This afternoon program offers a unique opportunity to hear from dynamic industry thought leaders while exploring the latest trends and challenges shaping the RIA space.

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Post-Event Cocktail Reception in Los Angeles

For our Los Angeles–area contacts, we are excited to host a cocktail networking reception immediately following the virtual program at the rooftop <a href="https://www.eataly.com/us_en/stores/los-angeles/restaurants/la-terra">Eataly Terra Sunset Lounge</a>, where you'll have the opportunity to meet and network with our distinguished speakers while enjoying drinks, light bites, and continued conversation in a relaxed setting overlooking the city.

Schedule of Events: 3:30 – 6:00 p.m. – Virtual Panel Presentations 6:00 – 8:00 p.m. – Cocktail Networking Reception, <a href="https://www.eataly.com/us_en/stores/los-angeles/restaurants/la-terra">Eately Terra Sunset Lounge</a>, 10250 Santa Monica Boulevard Los Angeles, CA 90067

<a href="https://www.linkedin.com/in/nicholas-bentivoglio-4167a692/">Nicholas Bentivoglio</a>, CEO, AstraBit

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<a href="https://www.linkedin.com/in/marla-wooton-crcp%C2%AE-473925218/">Marla (Elliott) Wooton</a>, CRCP®, CCO, Composition Wealth

<a href="https://www.linkedin.com/in/jhawesnxtlvl/">Josh Hawes</a>, CEO, Aegis Guild Capital, LLC

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Key topics will include:

Navigating regulatory challenges and compliance requirements

Impact of anti-assignment provisions on investment adviser change-of-control transactions under the Advisers Act

Exploring business arrangements, mergers and venture opportunities

Succession planning strategies for small and mid-sized RIAs

Addressing compliance issues unique to advisory practices

Understanding current regulatory priorities and concerns of the SEC and state regulators

Small- to mid-sized RIAs looking for growth opportunities or facing succession challenges

RIA owners and principals seeking practical strategies to protect and scale their practices

Compliance officers and legal counsel looking for insights into current regulatory and litigation risk areas

Industry professionals and consultants, including advisers on M&amp;A, succession or compliance matters

Stay ahead of regulation: Hear directly from industry leaders on SEC and state exam priorities

Protect your business: Learn proactive steps to mitigate compliance and litigation risks

Plan for the future: Explore strategies for succession, joint ventures and mergers

Network strategically: Connect with industry peers, aggregators and thought leaders

Virtual RIA Merger Conference: Compliance, Regulation & Growth

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