Investment Management Coffee Chat Webinar Series – Session 3: When the Firewall Fails

Date: Tuesday, August 19, 2025
Time: 2:00 p.m. – 3:00 p.m. ET
Location: Virtual
Contact: Elise Hoffer, 513.352.6748, Elise.Hoffer@ThompsonHine.com

Join us for an afternoon break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to you.

Join our panel of legal and cybersecurity professionals for a practical discussion on the regulatory, operational, and reputational challenges firms face when the firewall fails—and the strategies to address them. We’ll cover:

• SEC’s cybersecurity rules and disclosure obligations for RIAs and funds
• Cyber incident response planning
• Vendor risk management and third-party breaches
• SEC exam focus areas related to cybersecurity
• Intersection of data privacy laws like GDPR and CCPA with investment compliance

Moderator: Ernest E. Badway, Partner, Thompson Hine

Panelists:

• Kimberly Pack, Counsel, Thompson Hine
• Frank Brennan, Associate Director of Forensics, Incident Response, PNG Cyber