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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 8 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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Date: Tuesday, August 19, 2025 Time: 2:00 p.m. – 3:00 p.m. ET Location: Virtual Contact: Elise Hoffer, 513.352.6748, <a href="mailto:Elise.Hoffer@ThompsonHine.com?subject=August 19 Session">Elise.Hoffer@ThompsonHine.com</a>

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Join us for an afternoon break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to you.

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Join our panel of legal and cybersecurity professionals for a practical discussion on the regulatory, operational, and reputational challenges firms face when the firewall fails—and the strategies to address them. We’ll cover:

SEC’s cybersecurity rules and disclosure obligations for RIAs and funds

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Vendor risk management and third-party breaches

SEC exam focus areas related to cybersecurity

Intersection of data privacy laws like GDPR and CCPA with investment compliance

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Moderator: <a href="https://www.thompsonhine.com/professionals/ernest-e-badway/">Ernest E. Badway</a>, Partner, Thompson Hine

<a href="https://www.thompsonhine.com/professionals/kimberly-pack/">Kimberly Pack</a>, Counsel, Thompson Hine

<a href="https://www.linkedin.com/in/frankb0175/">Frank Brennan</a>, Associate Director of Forensics, Incident Response, PNG Cyber

Investment Management Coffee Chat Webinar Series – Session 3: When the Firewall Fails

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