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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 11 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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Date: Wednesday, May 13, 2026 Time: 2:00 p.m. – 3:00 p.m. ET Location: Virtual Contact: Elise Hoffer, 513.352.6748, <a href="mailto:Elise.Hoffer@ThompsonHine.com?subject=401(k) Investment Revolution 5.13.2026 Webinar">Elise.Hoffer@ThompsonHine.com</a>

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A webinar series presented by Thompson Hine LLP

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Join us for an afternoon break to discuss timely issues impacting investment management. This series features practical, focused conversations on key legal and regulatory developments affecting investment advisers and financial services firms, along with strategic considerations to help you navigate what’s ahead.

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401(k) Investment Revolution: DOL Alternative Assets Proposed Rule

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As the 401(k) landscape continues to evolve, the U.S. Department of Labor’s proposed rule on alternative assets signals a potential shift in how plan fiduciaries, investment advisors and investment managers approach investment lineups. Join us for an insightful webinar examining the proposed rule within the broader context of the ongoing 401(k) investment revolution. Our panel will break down key elements of the proposal and provide practical guidance on what it means for the future of retirement plan investing.

The proposed rule in the context of the evolving 401(k) investment landscape

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The DOL’s “process-based safe harbor” for fund lineup selection

A roadmap for incorporating alternative assets, including private equity, into 401(k) plans

Practical implications for plan fiduciaries, investment advisors and investment managers

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This session is designed for 401(k) plan fiduciaries, investment advisors, investment managers and in-house counsel navigating the next generation of 401(k) investment strategies.

Investment Management Coffee Chat – 401(k) Investment Revolution

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