Date: Tuesday, June 23, 2026
Time: 1:30 p.m. – 2:30 p.m. ET
Location: Virtual
Contact: Elise Hoffer, 513.352.6748, Elise.Hoffer@ThompsonHine.com
A webinar series presented by Thompson Hine LLP
****This session, originally scheduled for May 13, has been moved to June 23.
Join us for an afternoon break to discuss timely issues impacting investment management. This series features practical, focused conversations on key legal and regulatory developments affecting investment advisers and financial services firms, along with strategic considerations to help you navigate what’s ahead.
401(k) Investment Revolution: DOL Alternative Assets Proposed Rule
As the 401(k) landscape continues to evolve, the U.S. Department of Labor’s proposed rule on alternative assets signals a potential shift in how plan fiduciaries, investment advisors and investment managers approach investment lineups.
Join us for an insightful webinar examining the proposed rule within the broader context of the ongoing 401(k) investment revolution. Our panel will break down key elements of the proposal and provide practical guidance on what it means for the future of retirement plan investing.
Discussion Topics:
- The proposed rule in the context of the evolving 401(k) investment landscape
- The DOL’s “process-based safe harbor” for fund lineup selection
- A roadmap for incorporating alternative assets, including private equity, into 401(k) plans
- Practical implications for plan fiduciaries, investment advisors and investment managers
This session is designed for 401(k) plan fiduciaries, investment advisors, investment managers and in-house counsel navigating the next generation of 401(k) investment strategies.