Electronic Disclosure: SEC Requirements and the Form CRS Business Case

While there is great momentum behind the electronic delivery movement, there is no indication around when and if the regulations will change. Before your firm decides to shift from a paper-based delivery method to a digital experience, it is important to understand the SEC’s delivery requirements. 

InvestorCOM Thompson Hine Whitepaper - Electronic Disclosure: SEC Requirements and the Form CRS Business Case (Download)