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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 11 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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Date: October 29, 2020 Time: 3:00 p.m. - 3:45 p.m. ET

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A webinar presented by InvestorCOM and Thompson Hine&nbsp;LLP

The recent pressures of the COVID-19 pandemic, combined with growing investor demand for digital communication, have caused financial industry participants to advocate that the SEC shift the default delivery framework for investor communications from paper delivery to electronic delivery.

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Although the SEC has yet to make that shift, the agency nevertheless permits broker-dealers and investment advisers to send investor communications electronically. Before deciding to go digital, firms must understand the SEC’s specific requirements for communicating electronically with clients. In this webinar, Thompson Hine LLP and InvestorCOM will discuss:

Electronic Disclosure: SEC Regulations and the Form CRS Business Case

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