Date: Wednesday, May 13, 2026
Time: 3:30 p.m. ET
Location: Thompson Hine LLP, 3900 Key Center, 127 Public Square, Cleveland
Contact: Elise Hoffer, Elise.Hoffer@ThompsonHine.com, 513.352.6748
RSVP by May 6
This interactive session, designed specifically for compliance leaders at registered investment advisers, will bring together peers and industry professionals for a practical discussion on the evolving regulatory landscape and the challenges shaping compliance programs today.
Our panel will discuss timely and high-impact topics, including:
- Compliance and legal considerations in RIA mergers and acquisitions
- The use of artificial intelligence by advisers and developing appropriate compliance frameworks
- Recent SEC examination priorities and new regulatory developments
This forum is designed to be highly interactive, offering an opportunity to exchange insights, share best practices, and engage in candid discussion with fellow CCOs facing similar challenges.
Following the program, we invite you to stay for networking with peers and presenters.
Panelists:
- Andy Davalla, Partner, Thompson Hine
- Shelbie Harvey, Senior Managing Associate, Thompson Hine
- Laura Arnott, Director, Vigilant