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Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 8 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

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Today we continue our discussion of the SEC’s recent changes to the Advertising Rule. In our last post, Josh covered the general definitional changes and prohibitions. In this entry, we will highlight the new Advertising Rule’s impact on performance advertising. As we have discussed, the amended rule consolidates and supersedes former rules 206(4)-1 and 206(4)-3,... <a href="https://www.thregupdate.com/2021/02/proper-performance-promotion-the-secs-new-advertising-rule-when-adviser-performance-marketing-goes-too-far/">Continue Reading</a>

core/freeform

Investment Regulatory Updates

Senior Counsel

Marc B. Minor

Proper Performance Promotion- The SEC’s New Advertising Rule: When Adviser Performance Marketing Goes Too Far.