IM Coffee Chat - Raising the Ante – The Impact of Valuation Rule 2a-5 on Fund Advisers

Date: March 16, 2022

Time: 10:30 a.m. - 11:00 a.m. ET

Contact: Pam Cummings, 614.469.3364

A complimentary webinar presented by Thompson Hine LLP

Join us for a mid-morning break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact securities and transactional practices, and we’ll offer insights and considerations that will certainly be of interest to you.

Wednesday, March 16

10:30 – 11:00 a.m. ET

Raising the Ante – The Impact of Valuation Rule 2a-5 on Fund Advisers

In this Coffee Chat, we will discuss how advisers are approaching their new responsibilities as valuation designees under Rule 2a-5.

Topics include:

  • Identifying the sources of material valuation risks, including conflicts of interest
  • How advisers might approach the required valuation risk assessment
  • Board reporting
  • Initial and ongoing due diligence on third-party pricing vendors
  • Segregation of portfolio management from fair value determinations

Presenters:

Questions?

Contact Pam Cummings
Pam.Cummings@ThompsonHine.com
614.469.3364