IM Coffee Chat - Raising the Ante – The Impact of Valuation Rule 2a-5 on Fund Advisers
Date: March 16, 2022
Time: 10:30 a.m. - 11:00 a.m. ET
Contact: Pam Cummings, 614.469.3364
A complimentary webinar presented by Thompson Hine LLP
Join us for a mid-morning break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact securities and transactional practices, and we’ll offer insights and considerations that will certainly be of interest to you.
Wednesday, March 16
10:30 – 11:00 a.m. ET
Raising the Ante – The Impact of Valuation Rule 2a-5 on Fund Advisers
In this Coffee Chat, we will discuss how advisers are approaching their new responsibilities as valuation designees under Rule 2a-5.
Topics include:
- Identifying the sources of material valuation risks, including conflicts of interest
- How advisers might approach the required valuation risk assessment
- Board reporting
- Initial and ongoing due diligence on third-party pricing vendors
- Segregation of portfolio management from fair value determinations
Presenters:
Questions?
Contact Pam Cummings
Pam.Cummings@ThompsonHine.com
614.469.3364
