Chief Compliance Officer Forum

Date: October 04, 2018

Time: 4:00 p.m. - 6:00 p.m. EDT

Contact: Elise Hoffer, 513.352.6748 - Elise.Hoffer@ThompsonHine.com

A complimentary program presented by Thompson Hine LLP

4:00 – 5:00 p.m.
Program

5:00 – 6:00 p.m.
Networking reception

Please join us for an interactive program examining key issues and developments affecting the investment management industry. Andy Davalla, a partner in our Investment Management practice, will kick off the session with a roundtable discussion covering:

  • Vendor due diligence
  • Treatment of material non-public information
  • Use of social media sites
  • Access controls (system/data limitation)
  • Internal controls/risk evaluation

Steve Stransky, senior counsel in our Privacy & Cybersecurity group, will then lead a conversation regarding cybersecurity solutions.

Location

Thompson Hine LLP
3900 Key Center
127 Public Square
Cleveland

Parking in the Memorial Plaza Garage will be validated. Please bring ID for check-in at the building's security desk before heading up to the 39th floor.

Please register online by September 28.