Chief Compliance Officer Forum
Date: October 04, 2018
Time: 4:00 p.m. - 6:00 p.m. EDT
Contact: Elise Hoffer, 513.352.6748 - Elise.Hoffer@ThompsonHine.com
A complimentary program presented by Thompson Hine LLP
4:00 – 5:00 p.m.
5:00 – 6:00 p.m.
Please join us for an interactive program examining key issues and developments affecting the investment management industry. Andy Davalla, a partner in our Investment Management practice, will kick off the session with a roundtable discussion covering:
- Vendor due diligence
- Treatment of material non-public information
- Use of social media sites
- Access controls (system/data limitation)
- Internal controls/risk evaluation
Thompson Hine LLP
3900 Key Center
127 Public Square
Parking in the Memorial Plaza Garage will be validated. Please bring ID for check-in at the building's security desk before heading up to the 39th floor.
Please register online by September 28.