Chief Compliance Officer Forum
Date: August 23, 2017
Time: 4:00 p.m. - 5:30 p.m. EDT
Contact: Elise Hoffer, 513.352.6748 - Elise.Hoffer@ThompsonHine.com
A complimentary program presented by Thompson Hine LLP
Please join us for a discussion of several key issues and developments concerning the investment management industry. Our topics will include:
- DOL Fiduciary Rule
- Use of Prior Performance in Marketing
- Recent Enforcement Developments
4:00 – 5:00 p.m.
5:00 – 5:30 p.m.
Thompson Hine LLP
3900 Key Center
127 Public Square
Parking in the Memorial Parking Garage will be validated.
Please register online by August 18.