Overview

Does maintaining a place of business in the state trigger a notice filing (regardless of number of clients)?

Yes.
TENN. CODE ANN. §48-1-102(12)(E)(2017)

What is the maximum number of clients adviser can have in the state without triggering a notice filing?

5.
TENN. CODE ANN. §48-1-102(12)(E)(ii)(2017)

What sorts of clients are not counted for purposes of determining whether to notice file?

Investment advisers, broker-dealers, or institutional investors.

TENN. CODE ANN. §48-1-102(12)(E)(i)(2017)


Viewing of these pages does not establish an attorney-client relationship. The information above is informational purposes only and should not be construed as legal advice. A lawyer should be consulted to confirm both applicability and any other issues that might affect or apply to your situation.