Chief Compliance Officer Forum

Date: August 23, 2017

Time: 4:00 p.m. - 5:30 p.m. EDT

Contact: Elise Hoffer, 513.352.6748 - Elise.Hoffer@ThompsonHine.com

A complimentary program presented by Thompson Hine LLP

Please join us for a discussion of several key issues and developments concerning the investment management industry. Our topics will include:

  • DOL Fiduciary Rule
  • Use of Prior Performance in Marketing
  • Recent Enforcement Developments

4:00 – 5:00 p.m.
Program

5:00 – 5:30 p.m.
Networking reception

Location
Thompson Hine LLP
3900 Key Center
127 Public Square
Cleveland

Parking in the Memorial Parking Garage will be validated.

Please register online by August 18.